Course Overview: MiFID II Compliance Strategies
This intensive course is designed to equip you with the essential skills and knowledge needed to ensure MiFID II compliance within your organization. Throughout this course, you will progress from understanding the basics of MiFID II to implementing comprehensive compliance strategies that align with regulatory requirements. The course focuses on practical applications, providing you with the tools and methodologies necessary to navigate the complexities of MiFID II and maintain compliance.
Learning Objectives
Knowledge:
- Understand the framework and objectives of MiFID II.
- Learn about the key components of MiFID II, including market structure, transparency requirements, and investor protection measures.
- Analyze the differences between MiFID I and MiFID II, focusing on enhancements and their implications for financial institutions.
- Grasp the regulatory requirements imposed by MiFID II on financial institutions, including reporting and governance.
Skills:
- Implement effective strategies to meet MiFID II compliance requirements.
- Address transparency and reporting obligations with practical compliance strategies.
- Ensure investor protection through product governance and suitability assessments.
- Navigate changes in market structure and adapt trading practices under MiFID II.
- Develop and manage technological and operational solutions for ongoing MiFID II compliance.
Target Audience
This course is ideal for compliance officers, financial regulators, legal advisors, IT professionals, and business leaders responsible for ensuring MiFID II compliance within their organizations.
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Course Features
- Lectures 0
- Quizzes 0
- Duration 10 weeks
- Skill level All levels
- Language English
- Students 0
- Certificate No
- Assessments Yes