About This Course
This intensive course provides financial professionals with the knowledge and practical skills required to implement and maintain MiFID II compliance within their organizations. Participants will explore the regulatory framework, transparency obligations, investor protection requirements, governance expectations, and reporting standards introduced by MiFID II. Through practical examples and case studies, learners will develop strategies to manage compliance risks, improve operational processes, and adapt to evolving regulatory requirements while ensuring the protection of investors and market integrity.
Regulatory Compliance
Understand MiFID II requirements and implement effective compliance frameworks.
Market Transparency
Address reporting obligations and transparency requirements across financial operations.
Investor Protection
Apply governance and suitability measures to safeguard client interests.
Compliance Strategy
Develop operational and technological solutions for ongoing regulatory compliance.
Course Curriculum
• Technology Solutions for MiFID II Compliance
• Compliance Infrastructure Requirements
• Data Management Systems
• Regulatory Technology (RegTech)
• Compliance Automation Tools
• Integrating Compliance into Business Operations
• Policy Development and Implementation
• Governance Frameworks
• Employee Training Programs
• Operational Compliance Best Practices
• Compliance Monitoring Strategies
• Regulatory Review Processes
• Adapting to Regulatory Updates
• Market Change Management
• Continuous Compliance Improvement
• MiFID II Implementation Strategies
• Investor Protection Requirements
• Compliance Maintenance Techniques
• Practical Case Study Analysis
• Q&A and Key Takeaways
Skills You'll Gain
Develop practical skills that can be applied immediately in real-world trading scenarios.
Registration & Pricing
Everything you need to know before enrolling.
Feedback
Marios Zindilis
SCP Academy was the key for me to open new doors in my career, leading me down paths I would never have thought of. Apart from Knowledge I have been taught to value persistence, to be curious and to focus on specific and timely goals, both in career as well as in life.
Marios Kairinos
I attended my first course in 2015 with the dream of becoming an IT professional. I have registered for the MCSA course and since then I have never stop learning. I have completed successfully the Azure and Office 365 courses which helped me find my dream job. Now I can ask for more and I know who can help me take them.
Evagoras Pourgourides
SCP Academy helped me learn more than I could ever imagine. The courses enriched me with knowledge and professional skills that i use in my job
Alexandros Louca
Following my passion for technology was one of the best decisions I ever made. In SCP Academy I have found and attended courses that advanced my career to the next level.
Giota Achilleos
SCP academy was the key for me to step to success. Regarding the knowledge that I gained from the university the academy offered to me more skills to succeed my goals and my dreams. SCP academy has offered to me professional courses that helped me to start my new career in Malta.
Panos Iacovides
It is never too late to make an advancement in your career and SCP Academy has helped me to achieve that. Started with the CCNA R&S Certificate and now moving on to the MCSA Certificate with more to follow. SCP Academy has also taught me that learning is a never ending process and I should make the most of it on a daily basis, making every second count. Did you know there are 86400 seconds in a day? Interesting huh?
Course Features
- Lectures 0
- Quizzes 0
- Duration 10 weeks
- Skill level All levels
- Language English
- Students 0
- Assessments Yes
