Course Overview: The CySEC Advanced Certification Examination preparation course is designed to provide comprehensive knowledge and skills necessary for professionals in the financial industry to navigate the complexities of regulatory compliance, risk management, and governance within the Cyprus Securities and Exchange Commission (CySEC) framework. Participants will gain a deep understanding of the regulatory landscape and acquire the expertise needed to excel in roles requiring advanced knowledge of financial markets and compliance practices.
Learning Objectives:
- INVESTMENT SERVICES LAW 2017: SCOPE/POWERS/OFFENCES
- CYPRIOT INVESTMENT FIRMS (CIFS)
- CYPRIOT INVESTMENT FIRMS (CIFS) AND BANKS
- OPEN-ENDED UNDERTAKINGS FOR COLLECTIVE INVESTMENT (UCI) LAWS 2012–2019
- ALTERNATIVE INVESTMENTS
- THE BUSINESS OF CREDIT INSTITUTIONS LAWS OF 1997–2016
- THE PREVENTION AND SUPPRESSION OF MONEY LAUNDERING AND TERRORIST FINANCING LAWS
- MARKETS IN FINANCIAL INSTRUMENTS REGULATION (MIFIR)
- CAPITAL ADEQUACY REQUIREMENTS
- EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
- RECOVERY AND RESOLUTION LAWS
- PROSPECTUS REGULATION
- TRANSPARENCY LAWS
- INSIDER DEALING AND MARKET MANIPULATION REGULATION (2016)
Target Audience:
- Financial Managers
- Compliance Officers
- Risk Managers
- Investment Professionals
- Legal and Regulatory Advisors
CHAPTER 1 INVESTMENT SERVICES LAW 2017: SCOPE/POWERS/OFFENCES
CHAPTER 2 CYPRIOT INVESTMENT FIRMS (CIFS)
CHAPTER 3 CYPRIOT INVESTMENT FIRMS (CIFS) AND BANKS
CHAPTER 4 OPEN-ENDED UNDERTAKINGS FOR COLLECTIVE INVESTMENT (UCI) LAWS 2012–2019
CHAPTER 5 ALTERNATIVE INVESTMENTS
CHAPTER 6 THE BUSINESS OF CREDIT INSTITUTIONSLAWS OF 1997–2016
CHAPTER 7 THE PREVENTION AND SUPPRESSIONOFMONEY LAUNDERING AND TERRORIST FINANCING LAWS
CHAPTER 8 MARKETSINFINANCIAL INSTRUMENTS REGULATION (MIFIR)
CHAPTER 9 CAPITAL ADEQUACY REQUIREMENTS
CHAPTER 10 EUROPEAN MARKET INFRASTRUCTURE REGULATION (EMIR)
CHAPTER 11 RECOVERY AND RESOLUTION LAWS
CHAPTER 12 PROSPECTUS REGULATION
CHAPTER 13 TRANSPARENCY LAWS
CHAPTER 14 INSIDERDEALINGANDMARKET MANIPULATIONREGULATION (2016)
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Course Features
- Lectures 0
- Quizzes 0
- Duration 10 weeks
- Skill level All levels
- Language English
- Students 0
- Certificate No
- Assessments Yes